Description

• The Compliance and Operational Risk Specialist/ Data Analyst will be part of the Technology Compliance and Operational Risk team and will focus on regulatory compliance issues relating to non-financial regulatory reporting across multiple lines of business (GBAM, Consumer, GWIM and Control Functions) in the United States and international jurisdictions. The Compliance and Operational Risk Specialist/ Data Analyst will be responsible for:
• Supporting adherence to Compliance strategy, standards and processes, including quality control processes and metrics and reporting for non-financial regulatory reporting
• Leverage and administer data tools to evaluate regulatory changes, legal entity changes, business changes and other trigger events for impact upon regulatory requirements, business requirements and reporting data
• Advising business on regulatory reporting issues, escalation, self-disclosure to regulators, and report remediation and resubmission
• Supporting implementation of business initiatives and rollout of operational risk tools
• Supporting business and operations teams on remediating regulatory reporting gaps
• Supporting technology teams with preparation of automated regulatory reporting quality assurance reviews and other reporting diagnostics
• Working together with partners in the business, operations, technology, legal and compliance on new regulatory reporting implementation Key Selection Criteria
  The Regulatory Interpretation/ Data Analyst must have following skills and qualifications:
• Possess 4+ years of experience as a data or business analyst preferably within the compliance or legal context, preferably with experience in regulatory reporting
• Some exposure to regulatory interpretation for one or more of the following domains: Securities and Derivatives, Global Markets, and / or Global Banking
• General experience working in a legal or compliance environment in institutional banking & markets, commercial or private banking or wealth management organizations is desired along with excellent understanding of banking & markets businesses, trading, products and instrument lifecycles
• Ability to effectively manage day-to-day interactions and relationships with a diverse group of colleagues in the front office and control functions
• Ability to work with data, generate metrics and presentation materials to colleagues and leadership on findings and observations
• Excellent written and oral communication skills. Ability to communicate complicated issues succinctly and pointedly, organized with exceptional clarity
• Skilled in developing broad internal and external networks of stakeholders and collaborators, and capable of cultivating strong interpersonal relationships Ideal Personal Profile
• A motivated individual who is passionate about regulatory compliance, regulatory analysis and interpretation and has demonstrated track record of high integrity, sound judgment, energy and enthusiasm
• Ability to work in a fast paced environment to drive quality goals while meeting aggressive delivery deadlines
• An individual with a demonstrated ability to influence others across organizational lines toward the achievement of collective goals
• An individual who is resourceful, productive and self-motivated, and who seizes opportunities to innovate and improve process and performance